The unique complexities of accessing, promoting and transacting private market investments often create significant regulatory challenges that financial institutions struggle to overcome. Governance is typically tackled in a fragmented and siloed way, with many institutions relying on disparate systems or manual processes. This results in poor governance of distribution, increased risk of non-compliance and operational inefficiency which creates significant regulatory ‘blind spots’.
Delio Core enables you to digitally embed your governance framework at each stage of the investment lifecycle. Highly configurable workflows can be designed and automated to meet your specific regulatory requirements, ensuring that all tasks, actions and approvals are digitally tracked. Documents can also be stored, shared and signed electronically, creating an audit trail that satisfies the most rigorous of compliance checks.
We combine digital tools and industry expertise to create holistic private markets solutions.
By managing your private markets operation through Delio Core, you can ensure that all relevant workflows adhere to relevant compliance milestones. Simple digital sign-off protocols will ensure that deals are promoted, executed and reported on only when the required approvals are given.
Delio Core acts as a central hub for your private market activity from which you can store, manage and share vital documentation. Regulatory attestations, client classifications and appropriateness/suitability reports are fully documented, digitally executed and automatically renewed.
Dynamic data filters and configurable investor profiles enable you to ensure that investors only receive access to deals that are suitable for them based on their risk appetite or regulatory classification.
Add additional security to your operational processes by restricting investor access to critical parts of the investment lifecycle through permission control and password protection.
Delio Core’s transaction management tools enable you to check the status of deals in real time and ensure that all necessary milestones have been completed.
Delio Core employs built-in eIDAS-compliant e-signature capabilities to help speed up deal transactions or download documents for wet signatures if required.
A key feature of Delio’s technology offering was that it allowed Triton Lake to centralise the investment onboarding process, with the addition of a formal workflow and audit trail.
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Book a demo today to find out why many of the world’s most respected financial institutions, including the likes of Barclays, SMTB and Coutts, put their trust in us.