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Regulatory governance in private markets

Download your free copy of Delio's latest research report.

As demand for access to private markets accelerates, the regulatory question facing wealth managers is clear. Do you accept the challenge of developing your company’s internal governance to support a private markets offering, or do you risk alienating your clients by failing to meet their appetite for alternative investments?

Private markets have long been considered one of the most complex regulatory areas in financial services, preventing many wealth managers from entering this market altogether. Yet, as governance demands evolve, so does the opportunity for firms to adopt new, robust and efficient ways of meeting them.

To download your free copy of the report, simply enter your details into the form and click submit. Alternatively, scroll down for more information on the topics covered in the report ⬇⬇⬇.

In this report, we delve into regulatory governance across the private markets space in more detail:

The role of private markets in wealth management
Regulatory challenges for wealth managers
  • The key regulatory challenges
  • The cost of compliance (and non-compliance)
  • What is keeping wealth managers up at night?
  • Fact vs fiction – The realities of private markets governance
The regulatory agenda for private markets
  • Risk management in a post-crisis world
  • Operating on a global scale, but within local regulations
  • ESG, impact investing… and new regulatory frameworks
  • Accountability and the importance of management oversight
Regulation in the digital age
  • The role of technology in mitigating regulatory risk
  • How data and analytics are disrupting regulatory strategy
Private markets regulatory compliance

“The most innovative wealth managers have flipped the traditional approach to compliance on its head. They have accepted that robust regulatory governance is non-negotiable, so they have looked at how this can be turned into a commercial advantage.”

David Newman Chief commercial officer, Delio Download now

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