The unique complexities of accessing, promoting and transacting private market investments have often created significant challenges that financial institutions struggle to overcome.
Many institutions rely on disparate systems or manual processes to manage their private markets offering. Typically, this results in poor governance, increased risk of regulatory non-compliance and operational inefficiency.
Poor governance of distribution remains a significant ‘blind spot’ for many institutions operating in private markets.
Thanks to Delio’s configurable technology, our clients enjoy complete confidence that their private market proposition is robustly governed. Workflows can be automated and tailored to your own specific governance requirements, ensuring that all tasks, actions and approvals are digitally tracked across the entire private investment lifecycle. Documents can be stored, shared and signed electronically, creating an audit trail that satisfies the most rigorous of compliance checks.
Our team is also on hand to provide tailored guidance on regulatory requirements, drawing on their decades of experience gained across the world. Whether you need advice on creating a private market offering from scratch, or are looking for guidance on how to improve the governance of your existing operation, we’re here to help.
Delio's unique combination of technology and regulatory consultancy strengthens the governance of your private markets proposition.
Your platform acts as a central hub for all your private market activity from which you can store, manage and share vital documentation. Regulatory attestations, client classifications and appropriateness/suitability reports are fully documented, digitally executed and automatically renewed.
By managing your private markets operation on the Delio platform, you can ensure that all relevant workflows adhere to relevant compliance milestones. Simple digital sign-off protocols will ensure that deals are promoted, executed and reported on only when the required approvals are given.
Our team can draw on decades of collective experience gained through developing private market propositions at firms across the world. We will help you achieve the highest standards of regulatory compliance, without compromising your commercial objectives or client experience.
Our solution with Delio allows our investors to fine-tune their investment preferences and quickly find relevant and compelling opportunities all in one secure and easy-to-use interface. We are also pleased with the workflow and audit trail we have been implementing around opportunity onboarding.
Delio's experienced team can help to build, enhance or scale the way you present private markets to your clients.